Risk Disclosure Statement — Uncle BUCK$ AI

THIS DISCLOSURE CONTAINS IMPORTANT INFORMATION ABOUT THE RISKS OF AUTOMATED TRADING AND OPTIONS. READ IT IN FULL BEFORE USING THIS PLATFORM.

1. GENERAL TRADING RISK

Trading in securities, options, cryptocurrencies, futures, and forex involves substantial risk of loss. You should only trade with risk capital — money you can afford to lose entirely without affecting your financial security or lifestyle. The following risks apply to all trading activity on the Uncle BUCK$ AI platform:

Capital Loss: You can lose all of the money you deploy. There is no mechanism in the Platform that guarantees preservation of capital.
Volatility: Security prices can change rapidly and dramatically, particularly during earnings announcements, economic reports, geopolitical events, or market dislocations.
Liquidity Risk: Some securities may have insufficient trading volume to execute orders at expected prices, resulting in slippage or inability to exit positions.
Leverage Risk: Options and futures are inherently leveraged instruments. Small adverse price moves can result in large percentage losses relative to capital deployed.
Concentration Risk: The Platform may hold concentrated positions in individual securities or sectors, amplifying losses if those positions move adversely.

2. AUTOMATED TRADING SYSTEM RISKS

2.1 Algorithmic Decision Risk

Uncle BUCK$ AI uses artificial intelligence models including large language models to generate trading signals. These models:

May produce incorrect, inconsistent, or suboptimal signals
Are not infallible and do not have guaranteed accuracy
May behave unexpectedly in market conditions not represented in their training data
May be manipulated by adversarial data injected through news feeds or market data

2.2 Technology and Operational Risk

System Outages: The Platform, brokerage APIs, market data providers, or cloud infrastructure may experience downtime. During outages, positions will not be monitored or managed.
Execution Latency: Orders may not execute at the intended time or price due to network delays, exchange backlogs, or API rate limiting.
Monitoring Gaps: The options position monitor runs at scheduled intervals (minimum every 5 minutes during market hours). Rapid adverse price movements between monitoring cycles may result in losses beyond configured stop-loss levels.
Stop-Loss Slippage: Stop-loss orders are not guaranteed to execute at the stop price. In fast or gapping markets, execution may occur at significantly worse prices.
Software Bugs: The Platform may contain software errors that result in unintended trading behavior, including duplicate orders, missed exits, or incorrect position sizing.

2.3 Data Risk

Market data, news feeds, and options flow data used by the Platform may be delayed, inaccurate, or unavailable
The Platform relies on third-party data providers whose services may be interrupted
Incorrect data may cause the algorithm to make erroneous trading decisions

3. OPTIONS TRADING RISKS

OPTIONS TRADING IS NOT APPROPRIATE FOR ALL INVESTORS. Only use options features if you fully understand these risks and have received appropriate approval from your broker.

3.1 Purchased Options (Calls and Puts)

Risk Factor	Description	Maximum Loss
Expiration	Options expire worthless if out-of-the-money at expiration	100% of premium paid
Time Decay	Options lose value daily due to theta decay regardless of price movement	100% of premium paid
Volatility Crush	Premium collapses after earnings or events even if direction is correct	Significant loss of premium
Liquidity	Wide bid-ask spreads can make entry and exit costly	Slippage loss

3.2 Cash-Secured Puts (Short Puts)

Risk Factor	Description	Maximum Loss
Assignment	Put may be assigned at any time — you must buy shares at strike price	Strike price × 100 × contracts
Gap Down	Underlying gaps below strike overnight — you buy at strike regardless	Unrealized loss on assigned shares
Continued Decline	After assignment, shares may continue to decline	Full value of assigned shares

Platform safeguard: Cash-secured puts require full cash reserve equal to strike × 100 × contracts. The Platform will not enter CSPs without sufficient cash. Assignment is detected automatically and a stop-loss order is placed on assigned shares at 7% below the strike price.

3.3 Covered Calls (Short Calls)

Risk Factor	Description	Maximum Loss
Assignment	Shares called away at strike price — you miss upside above strike	Opportunity cost above strike
Share Decline	Underlying shares can still decline regardless of premium collected	Full decline in share value minus premium

Platform safeguard: The Platform only sells covered calls when shares are actually held (never naked). Maximum contracts = shares held ÷ 100. The Platform cannot sell more calls than your share position covers.

4. PLATFORM SAFEGUARDS — LIMITATIONS

The Platform includes multiple automated safeguards. These are described below along with their limitations:

Safeguard	What It Does	Limitation
-50% Stop Loss	Closes directional options at -50% loss	May not execute at exactly -50% in fast markets
Gap-Down Protection	Closes short puts when underlying is 2-5% below strike	Does not prevent losses from extreme overnight gaps
DTE Expiry Close	Closes all options at ≤2 DTE	Subject to monitoring cycle timing
VIX Gate	Suspends options when VIX > 35	VIX can spike rapidly between checks
Options Drawdown Halt	Halts new options if options losses exceed 5% of portfolio	Does not close existing positions
Assignment Detection	Detects assignment and places stop-loss on assigned shares	Stop-loss on assigned shares may not execute at exact price in fast markets
SG-1 Drawdown Halt	Suspends all buys if daily portfolio loss ≥ 2%	Does not close existing positions
5-min Options Monitor	Checks all options positions every 5 minutes during market hours	Does not operate outside US market hours (9:30am-4pm ET)

5. RISKS SPECIFIC TO PAYING SUBSCRIBERS

Each subscriber's account is managed independently using their own brokerage API keys. AXIX GP does not have custody of subscriber funds. Subscribers are solely responsible for their own trading outcomes.

Subscribers should be aware of the following additional risks:

Subscription Continuity: If a subscription lapses, the Platform will cease managing positions. Open positions will not be automatically closed. You are responsible for monitoring your account when the Platform is not active.
Broker Approval: Options trading will only execute if your broker has approved your account for options. Subscribers must independently ensure their brokerage approval status.
Account Size: The Platform requires a minimum $5,000 account balance to enable options trading. Smaller accounts should use equity-only mode.
Concurrent System Use: Running Uncle BUCK$ AI simultaneously with other trading systems or manually placing trades in the same account may cause unintended position sizing or duplicate orders.
Tax Implications: Automated trading may generate numerous taxable events. Consult a tax professional regarding the implications of high-frequency automated trading in your jurisdiction.
Minimum Term — Trinity Convergence Window: Paying subscriptions are subject to a four-month minimum term as described in Section 10 of the Terms of Service. This minimum term is required because ensemble AI trading platforms cannot be meaningfully evaluated on data windows shorter than approximately 80 trading days, and because adaptive Platform safeguards require a calibration period of 60 to 90 days to reach designed efficacy. The minimum term is a platform-integrity requirement and is not a performance commitment. No specific trading result is promised, implied, or guaranteed during the minimum term or at any other time.

5.1 Short-Window Evaluation Risk

Evaluating any systematic trading platform — including Uncle BUCK$ AI — on a window shorter than approximately three months typically produces misleading conclusions. Short evaluation windows may coincide with a single market regime (such as an extended bull run, a sharp correction, or a consolidation period), producing results that do not generalize to other regimes. Subscribers should interpret Platform behavior over rolling multi-month windows that span multiple regime types, and should not make cancellation, scaling, or allocation decisions based on single-week or single-month observations. This is a characteristic of all systematic trading systems and not a limitation unique to the Platform.

6. NOT A REGISTERED INVESTMENT ADVISER

AXIX GP International Inc. is not registered as an investment adviser with the Securities and Exchange Commission (SEC), any state securities regulator, or any foreign regulatory authority. The Platform does not provide personalized investment advice. No information provided by the Platform should be construed as a recommendation to buy, sell, or hold any specific security.

If you require personalized investment advice, consult a licensed financial adviser, registered investment adviser, or broker-dealer.

7. CRYPTOCURRENCY RISK

Cryptocurrency trading involves additional risks including extreme price volatility, 24/7/365 market operation, regulatory uncertainty, exchange counterparty risk, and potential total loss of value. Cryptocurrency markets are not regulated by the SEC or FINRA and do not have the same investor protections as securities markets.

8. ACKNOWLEDGMENT

By enabling options trading or subscribing to the Platform, you acknowledge that:

You have read and understood this Risk Disclosure Statement in its entirety
You understand that automated trading involves substantial risk of loss
You are trading with capital you can afford to lose entirely
You have received options approval from your broker (if using options features)
You accept sole responsibility for all trading outcomes in your account
You have consulted or have had the opportunity to consult with independent financial, legal, and tax advisers
You are not relying on AXIX GP International Inc. for investment advice

9. UPDATES TO THIS DISCLOSURE

This Risk Disclosure Statement may be updated periodically to reflect changes in Platform functionality, applicable law, or market conditions. The effective date at the top of this document indicates the most recent revision. Continued use of the Platform after updates constitutes acceptance of the revised disclosure.